B.C. Regulations Bulletin No. 28
September 22, 2009

Order in
Council No.
 Reg. No.Deposit Date
 Securities Act —
488/2009Amending B.C. Reg. 196/97 — Securities Regulation, effective September 28, 2009225/2009September 17/09
B.C. Securities CommissionNI 31-103 Registration Requirements and Exemptions; superseding B.C. Reg. 38/2003 — NI 33-109 Registration Information; repealing B.C. Regs. 9/2001 — Rule 45-502 (BC): Cooperative Associations, 265/2005 — MI 11-101 Principal Regulator System, 174/2001 — NI 33-102 Regulation of Certain Registrant Activities; amending B.C. Regs. 194/97 — Securities Rules, 189/2000 — Rule 45-501 (BC): Mortgages, 107/2008 — BC Instrument 22-502 Registration by the Investment Industry Regulatory Organization of Canada, 48/97 — NI 14-101 Definitions, 64/2007 — NI 24-101 Institutional Trade Matching and Settlement, 310/2001 — NI 33-105 Underwriting Conflicts, 2/2000 — NI-81-102 Mutual Funds, 283/2002 — NI 81-104 Commodity Pools, 131/98 — NI 81-105 Mutual Fund Sales Practices, 276/2006 — NI 81-107 Independent Review Committee for Investment Funds and 37/2003 — NI 31-102 National Registration Database; part effective September 28, 2009, March 28, 2010 and September 28, 2010226/2009September 22/09
B.C. Securities CommissionSuperseding B.C. Reg. 269/2005 — NI 45-106 Prospectus and Registration Exemptions; amending B.C. Regs. 107/2004 — NI 45-102 Resale of Securities, 110/2004 — NI 51-102 Continuous Disclosure Obligations, 310/2001 — NI 33-105 Underwriting Conflicts, 194/97— Securities Rules, 251/2008 — BC Instrument 51-509 Issuers Quoted in the U.S. Over-the-Counter Markets; part effective September 28, 2009 and part March 27, 2010227/2009September 22/09
B.C. Securities CommissionAmending B.C. Regs. 197/97 — Securities Rules and 58/2008 — MI 11-102 Passport System, effective September 28, 2009228/2009September 22/09
 Securities Amendment Act, 2006 —
486/2009S.B.C. 2006, c. 32 — sections 1 (j), 12, 14, 15, 51 (b) and18 to the extent that it repeals sections 73 to 75 of the Securities Act, in force September 28, 2009223/2009September 17/09
487/2009S.B.C. 2006, c. 32 — sections 33 and 47 (f) to the extent that it strikes out 127 in section 155 (1) (b) of the Securities Act, in force September 28, 2009224/2009September 17/09
 Securities Amendment Act, 2007 —
487/2009S.B.C. 2007, c. 37 — sections 8, 10, 11, 19 and 42 in force September 28, 2009224/2009September 17/09
 Acts in Force —
486/2009Securities Amendment Act, 2006, S.B.C. 2006, c. 32 — sections 1 (j), 12, 14, 15, 51 (b) and18 to the extent that it repeals sections 73 to 75 of the Securities Act, in force September 28, 2009 223/2009September 17/09
487/2009Securities Amendment Act, 2006, S.B.C. 2006, c. 32 — sections 33 and 47 (f) to the extent that it strikes out 127 in section 155 (1) (b) of the Securities Act, in force September 28, 2009224/2009September 17/09
487/2009Securities Amendment Act, 2007 — S.B.C. 2007, c. 37 — sections 8, 10, 11, 19 and 42 in force September 28, 2009224/2009September 17/09

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